ECIO, INC.

RIASEC RegisteredEst. 2024
Total AUM
$396M
Discretionary
$396M
100% of AUM
Avg account
$1.6M
Accounts
241
Employees
8
Advisory reps
7

Firm details

Headquarters
MADISON, Wisconsin
CRD number
301432
Registered since
January 16, 2024
Website
www.getecio.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Charitable Organizations97.44%
  • HNWI2.4%
  • Corporations / Businesses0.15%
  • Individuals0.02%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ecio, Inc. is a corporate advisory firm that registers with the SEC (registered in 2024) and operates as a capital allocator for both individual/family and institutional clients. The firm charges a mix of percentage-of-AUM and fixed fees and provides portfolio management for individuals/small businesses as well as for businesses and institutions. Ecio also engages in selection of other advisers and runs educational seminars and workshops. It is not identified as an active ESG investor and is not listed as a multi-state adviser on its snapshot profile.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, US Government Bonds 22%, Public Funds/Mutual Funds 22%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 1%51%
  • Exchange Traded Equities51%
  • US Government Bonds22%
  • Public Funds/Mutual Funds22%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 4

  • Clark Haung

    Chief Technology OfficerCRD 7090911

  • ROBIN ROQUITTE

    CEOCRD 1685453

  • PHILLIP WAARA

    COO & Co-FounderCRD 5794435

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Contacts

3 of 3

  • Erica Reilly

    Client Service AssociateCRD 5133367

  • Aditya Bhave

    Investment AdvisorCRD 8239895

  • Ivey Tim

    Vice PresidentCRD 7114250

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 37

Active vs passive

$228M in ETFs

Passive

91%

$208M

Active

4%

$20.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE US AGGREGATE BOND ETF (AGG)BlackRockPassiveIntermediate Core Bond$39.7M399,97117.39%
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Location

Primary office

MADISON, WI

DANE

Location

MADISON, WI

Headquartered in MADISON, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.

Metro area
Madison-Janesville-Beloit, WI
Region
Midwest
County
DANE
Address
821 E Washington Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth