RF M&A Services LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
55
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
154250
Registered since
January 3, 2011

Firm profile

FINTRX

Overview

RF M&A Services LLC is organized as a limited liability company and appears in public records as an SEC-registered entity since 2011. The firm is classified as an investment bank and the ownership is recorded as a domestic entity and an individual. Public data shows it does not present itself as a capital allocator, is not listed as an active ESG investor, and is not registered as a multi-state adviser or pension consultant. The dataset does not include descriptions of fee arrangements, ongoing advisory programs, or listed business lines beyond the investment-bank classification. The absence of reported asset-management activity in filings suggests the firm’s primary focus is transactional and advisory work rather than managing client portfolios.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • William Edwards

    Chief Compliance OfficerCRD 4368899

Contacts

3 of 54
  • Ryan Jackson

    Ryan Jackson

    Managing DirectorCRD 5380516

  • John Grimesey

    John Grimesey

    Investment Banking AssociateCRD 7754941

  • Claire Duchene

    Claire Duchene

    Vice PresidentCRD 7542965

Unlock 51 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
227 W Trade St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth