NOVEM GROUP
Firm details
- Headquarters
- ROCHESTER, New York
- CRD number
- 158964
- Registered since
- September 22, 2011
- Website
- novemgroup.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals48.07%
- HNWI31.84%
- Pension & Profit Sharing Plans20%
- Charitable Organizations0.07%
- State / Municipal Government0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Novem Group is an independent registered investment adviser, SEC-registered since 2011 and owned by an individual principal. The firm serves both individual and family clients as well as institutional investors and positions itself as a capital allocator that sources and places client capital with external managers. Its advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting services, and investor education through publications and seminars. Fee arrangements are flexible: Novem Group charges percentage-of-AUM fees and also uses hourly and fixed-fee engagements. The firm does not identify as an active ESG investor in its disclosures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds71%
- Exchange Traded Equities15%
- Cash & Cash Equivalents8%
- Investment Grade Corp Bonds2%
- Derivatives2%
Owners & executives
2 of 2ROBERT BARTOLOTTA
CEOCRD 1943239
TORREY GIANCURSIO
President, CEOCRD 5877096
Contacts
3 of 30VINCENT PALUMBOS
Financial AdvisorCRD 3220021
Timothy Gerlach
Account DirectorCRD 5798376
MARK GATTI
Tax SpecialistCRD 1027529
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 259Active vs passive
$696M in ETFs
60%
$419M
27%
$277M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP GROWTH ETF (SCHG) | Schwab | Passive | Large Growth | $33.8M | 1,159,380 | 4.85% |
Location
ROCHESTER, NY
MONROE
Location
ROCHESTER, NY
Headquartered in ROCHESTER, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- MONROE
- Address
- 350 Linden Oaks
- Time zone
- ET (UTC-5)
- Office locations
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