Novem Group
Firm details
- Headquarters
- Rochester, New York
- CRD number
- 158964
- Registered since
- September 22, 2011
- Website
- novemgroup.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals48.07%
- HNWI31.84%
- Pension & Profit Sharing Plans20%
- Charitable Organizations0.07%
- State / Municipal Government0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Novem Group is an independent, privately owned registered investment adviser that began SEC registration in 2011. FINTRX characterizes the firm as a capital allocator serving both individual/family and institutional clients. Fees are charged by percentage of assets under management and, where appropriate, on hourly or fixed-fee bases. Core advisory services include comprehensive financial planning, portfolio management for individuals and small businesses, selection of third-party advisers, pension consulting, and investor education through publications and seminars. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds71%
- Exchange Traded Equities15%
- Cash & Cash Equivalents8%
- Investment Grade Corp Bonds2%
- Derivatives2%
Owners & executives
2 of 2
Robert Bartolotta
CEOCRD 1943239
Torrey Giancursio
President, CEOCRD 5877096
Contacts
3 of 30
Vincent Palumbos
Financial AdvisorCRD 3220021
Timothy Gerlach
Account DirectorCRD 5798376
Mark Gatti
Tax SpecialistCRD 1027529
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 271Active vs passive
$810M in ETFs
56%
$456M
30%
$354M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND (PYLD) | PIMCO | Active | Multisector Bond | $41.7M | 1,573,225 | 5.15% |
Location
Rochester, NY
Monroe
Location
Rochester, NY
Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- Monroe
- Address
- 350 Linden Oaks
- Time zone
- ET (UTC-5)
- Office locations
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