Rise Advisors, LLC

RIASEC Registered
Total AUM
$441M
Discretionary
$417M
95% of AUM
Avg account
$326K
Accounts
1,354
Employees
9
Advisory reps
8

Firm details

Headquarters
Rochester, New York
CRD number
309760
Registered since
July 16, 2020
Website
riseadvisorsgroup.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI53.56%
  • Individuals30.48%
  • Charitable Organizations14.99%
  • Corporations / Businesses0.98%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Rise Advisors, LLC is an independent registered investment advisor organized as an LLC that has been SEC-registered since 2020. The firm describes itself as a capital allocator serving both individual and family clients as well as institutional investors. Advisory services listed include financial planning, portfolio management for individuals and small businesses, pension consulting, selection of other advisers, and educational seminars and workshops. Rise Advisors also operates as an insurance broker and uses a mix of fee arrangements (percentage of AUM, hourly charges, and fixed fees). The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Exchange Traded Equities 18%, Private Funds 8%, Cash & Cash Equivalents 5%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%67%
  • Public Funds/Mutual Funds67%
  • Exchange Traded Equities18%
  • Private Funds8%
  • Cash & Cash Equivalents5%
  • State & Local Bonds1%

Contacts

3 of 8
  • Mark Jones

    Mark Jones

    Founding PartnerCRD 4442200

  • Stephanie Kelm

    Stephanie Kelm

    Founding PartnerCRD 6165565

  • Zachary Harrington

    Zachary Harrington

    Founding PartnerCRD 6199685

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 40

Active vs passive

$350M in ETFs

Passive

62%

$218M

Active

31%

$132M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD MORNINGSTAR GROWTH INDEX FUND (VUG)VanguardPassiveLarge Growth$55.3M613,22615.80%
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Location

Primary office

Rochester, NY

Monroe

Location

Rochester, NY

Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
Monroe
Address
500 Linden Oaks
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth