Rise Advisors, LLC
Firm details
- Headquarters
- Rochester, New York
- CRD number
- 309760
- Registered since
- July 16, 2020
- Website
- riseadvisorsgroup.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI53.56%
- Individuals30.48%
- Charitable Organizations14.99%
- Corporations / Businesses0.98%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Rise Advisors, LLC is an independent registered investment adviser formed as an LLC and first registered with the SEC in 2020. It operates as a capital allocator for both individual & family clients and institutional accounts, and the firm also functions as an insurance broker. Ownership is held by an individual principal. The firm charges clients via a mix of percentage of AUM, hourly fees, and fixed fees, and it delivers financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting services, and educational seminars/workshops. Rise Advisors is not identified as an active ESG investor and does not report multi-state adviser status.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Exchange Traded Equities18%
- Private Funds8%
- Cash & Cash Equivalents5%
- State & Local Bonds1%
Contacts
3 of 7
Mark Jones
Founding PartnerCRD 4442200
Stephanie Kelm
Founding PartnerCRD 6165565
Zachary Harrington
Founding PartnerCRD 6199685
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$351M in ETFs
62%
$217M
32%
$134M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $52.5M | 609,959 | 14.97% |
Location
Rochester, NY
Monroe
Location
Rochester, NY
Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- Monroe
- Address
- 500 Linden Oaks
- Time zone
- ET (UTC-5)
- Office locations
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