O'Keefe Stevens Advisory, Inc.

RIASEC RegisteredEst. 2017

Total AUM

$586M

Discretionary

$586M

100% of AUM

Avg account

$621K

Accounts

943

Employees

9

Advisory reps

5

Firm details

Headquarters: ,
CRD number: 286338
Registered since: February 8, 2017
Website: www.okeefestevens.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI87.25%
Individuals12.75%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

O'Keefe Stevens Advisory, Inc. is an independent, SEC-registered registered investment adviser formed in 2017 and owned by an individual. The firm concentrates on serving individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its fee model combines a percentage-of-assets-under-management component with fixed-fee engagements. The firm does not identify as an active ESG investor and does not operate as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities83%
Cash & Cash Equivalents17%

Owners & executives

2 of 2

Carly Flanigan
Chief Compliance OfficerCRD 6557196
Peter O'keefe
Chief Investment OfficerCRD 1021195

Contacts

3 of 3

Kellan Peer
Financial AdvisorCRD 7981212
Grace Stolberg
Financial Advisor InternCRD 7748985
Justin Stevens
PresidentCRD 5544125

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 11

Active vs passive

$10.6M in ETFs

Passive

100%

$10.6M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$4.7M	6,257	44.27%

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Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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