RIAs: $100M – $500M AUM

7,766 RIAs in the $100M – $500M AUM range, ranked by reported regulatory assets.

Transcendent Capital Group

RIA

Edmond, OK

AUM $361MTEAM 11REPS 9

Cordis Financial, LLC

RIA

Minneapolis, MN

AUM $361MTEAM 7REPS 5

Sonata Capital Group Inc

RIA

Seattle, WA

AUM $361MTEAM 5REPS 5

Goldman Lancaster, Inc.

RIA

Long Beach, CA

AUM $361MTEAM 5REPS 3

Outcome Driven Strategies, LLC

RIA

Hunt Valley, MD

AUM $360MTEAM 10REPS 4

Cascade Investment Advisors, Inc.

RIA

Oregon City, OR

AUM $360MTEAM 7REPS 3

ACP Capital Management, LLC

RIA

Miami, FL

AUM $360MTEAM 17REPS 12

Jessup Wealth Management

RIA

Oakwood, OH

AUM $360MTEAM 12REPS 8

Decker Retirement Planning Inc.

RIA

Lehi, UT

AUM $360MTEAM 23REPS 12

BCO Wealth Management, LLC

RIA

Carlsbad, NM

AUM $360MTEAM 9REPS 4

Cook & Bynum Capital Management, LLC

RIA

Mountain Brk, AL

AUM $360MTEAM 8REPS 2

Kessler Investment Group, LLC

RIA

Columbus, IN

AUM $360MTEAM 8REPS 3

Lynk Capital Management Company, LLC

RIA

Jacksonville, FL

AUM $360MTEAM 6REPS 4

Novak & Powell Financial Services, Inc.

RIA

St Petersburg, FL

AUM $359MTEAM 7REPS 7

Washington Park Capital Management, LLC

RIA

Portland, OR

AUM $359MTEAM 3REPS 4

The David J. Yvars Group Inc.

RIA

AUM $359MTEAM 6REPS 4

Clearwave Capital

RIA

Upland, CA

AUM $359MTEAM 3REPS 3

Seros Wealth Partners

RIA

Gilbert, AZ

AUM $359MTEAM 10REPS 7

Ayrton Capital LLC

RIA

Westport, CT

AUM $359MTEAM 9REPS 2

Ridgepath Capital Management LLC

RIA

Knoxville, TN

AUM $359MTEAM 5REPS 2

TSA Wealth Management

RIA

Houston, TX

AUM $359MTEAM 3REPS 3

Aurora Investment Managers, LLC

RIA

Naples, FL

AUM $359MTEAM 4REPS 2

Robertson Opportunity Capital, LLC

RIA

Dallas, TX

AUM $359MTEAM 6REPS 4

Lifeway Financial Corporation

RIA

Plano, TX

AUM $359MTEAM 5REPS 2

Other AUM ranges

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