Abbot Financial Management, Inc

Overview

Abbot Financial Management, Inc. is an independent, SEC-registered registered investment adviser that has been active since 1983. Structured as a corporation and owned by an individual, the firm serves primarily individual and family clients and bills on a mix of percentage-of-AUM and fixed-fee arrangements. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. The firm does not position itself as an in-house capital allocator and does not identify as an active ESG investor. Portfolio activity is equity-centric: the ADV indicates a preference for exchange-traded equities and substantial custody at a major brokerage custodian. Given the firm’s stated use of third-party alternative managers (see Investments & Alternatives), Abbot appears to blend direct public-market equity exposure with externally managed alternative allocations rather than running proprietary private-investment platforms.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices