COX Capital Management LLC
Firm details
- Headquarters
- Andover, Massachusetts
- CRD number
- 117593
- Registered since
- January 2, 2014
- Website
- www.coxcapitalmanagement.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI80.72%
- Individuals12.23%
- Charitable Organizations6.17%
- Corporations / Businesses0.88%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
COX Capital Management LLC is an independent, SEC-registered registered investment adviser that began operating in 2014 and is organized as an LLC under individual ownership. The firm serves both high-net-worth individuals and families as well as institutional clients. Its core advisory services are financial planning and discretionary portfolio management for individuals, small businesses, and larger business or institutional accounts. Compensation is primarily a percentage of assets under management, with some work billed on an hourly basis. The firm reports it is not an active ESG investor, does not operate as a multi-state adviser, and does not act as a separate capital allocator. Its operating model is that of a private RIA focused on managed portfolios rather than pooled-product sponsorship.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities42%
- Public Funds/Mutual Funds30%
- US Government Bonds9%
- Cash & Cash Equivalents9%
- Other4%
Owners & executives
1 of 1
William Cox
Chief Investment OfficerCRD 1251735
Contacts
3 of 3
Jillian Brooks
Research AnalystCRD 7576586
Ethan Brown
Partner, Portfolio ManagerCRD 6202368
Harrison Oakes
Research AnalystCRD 7345007
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$21.9M in ETFs
30%
$6.6M
51%
$15.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JANUS HENDERSON AAA CLO ETF (JAAA) | Janus Henderson | Active | Ultrashort Bond | $5.1M | 100,862 | 23.26% |
Location
Andover, MA
Essex
Location
Andover, MA
Headquartered in Andover, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Essex
- Address
- 10 New England Business Center Dr
- Time zone
- ET (UTC-5)
- Office locations
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