Novak & Powell Financial Services, Inc.
Firm details
- Headquarters
- St Petersburg, Florida
- CRD number
- 112970
- Registered since
- January 24, 2017
- Website
- www.novakpowell.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Novak & Powell Financial Services, Inc. is an independent, SEC-registered registered investment adviser organized as a corporation and owned by an individual. The firm has been registered since 2017 and focuses on providing portfolio management services to individuals, families and small businesses. Its primary fee model is a percentage of assets under management. The adviser does not position itself as a capital allocator and is not identified as an active ESG investor. Industry affiliation includes an accountant relationship, which suggests a close connection to tax and accounting professionals in client service and planning workflows.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities43%
- Public Funds/Mutual Funds39%
- Cash & Cash Equivalents8%
- Investment Grade Corp Bonds7%
- US Government Bonds3%
Contacts
3 of 7
Joshua Powell
PrincipalCRD 4225150
Terry Carr
Branch ManagerCRD 2218799
David Novak
PrincipalCRD 2811131
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 103Active vs passive
$162M in ETFs
94%
$153M
2%
$9.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $15.1M | 20,546 | 9.33% |
Location
St Petersburg, FL
Pinellas
Location
St Petersburg, FL
Headquartered in St Petersburg, FL, in the South of the United States.
- Region
- South
- County
- Pinellas
- Address
- 146 2nd St N
- Time zone
- ET (UTC-5)
- Office locations
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