NOVAK & POWELL FINANCIAL SERVICES, INC.
Firm details
- Headquarters
- ST PETERSBURG, Florida
- CRD number
- 112970
- Registered since
- January 24, 2017
- Website
- www.novakpowell.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Novak & Powell Financial Services, Inc. is a corporation focused on portfolio management for individual clients and small businesses. The firm is SEC-registered (since 2017) and is owned by an individual; it charges clients on a percentage-of-AUM basis. Its client base is concentrated on individuals and families. The ADV filing indicates the firm is not an active ESG investor, not a pension consultant, and is classified as unclassified for regulatory reporting. Novak & Powell lists an industry affiliation with accountants.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities43%
- Public Funds/Mutual Funds39%
- Cash & Cash Equivalents8%
- Investment Grade Corp Bonds7%
- US Government Bonds3%
Contacts
3 of 7JOSHUA POWELL
PrincipalCRD 4225150
TERRY CARR
Branch ManagerCRD 2218799
DAVID NOVAK
PrincipalCRD 2811131
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 101Active vs passive
$139M in ETFs
94%
$130M
2%
$8.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $11.8M | 20,469 | 8.48% |
Location
ST PETERSBURG, FL
PINELLAS
Location
ST PETERSBURG, FL
Headquartered in ST PETERSBURG, FL, in the South of the United States.
- Region
- South
- County
- PINELLAS
- Address
- 146 2nd St N
- Time zone
- ET (UTC-5)
- Office locations
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