LIGHTHOUSE FINANCIAL

RIASEC RegisteredEst. 2023

Total AUM

$756M

Discretionary

$205M

27% of AUM

Avg account

$2.2M

Accounts

337

Employees

Advisory reps

Firm details

Headquarters: ST PETERSBURG, Florida
CRD number: 137277
Registered since: July 31, 2023
Website: lighthousefinancialllc.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI94.22%
Individuals3.68%
Charitable Organizations2.1%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Lighthouse Financial is an independent registered investment adviser structured as an LLC and registered with the SEC in 2023. Ownership is held by an individual and the firm serves both individual & family and institutional clients. Its advisory work centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements include a combination of percentage-of-AUM, hourly, and fixed-fee engagements. The firm is not positioned as a capital allocator and is not identified as an active ESG investor, pension consultant, related adviser, or multi-state adviser. Although SEC registration dates to 2023, the firm is not flagged as a newly formed adviser in the available disclosures.