WEALTH PLANNING GROUP

RIASEC RegisteredEst. 2018
Total AUM
$361M
Discretionary
$285M
79% of AUM
Avg account
$283K
Accounts
1,277
Employees
6
Advisory reps
5

Firm details

Headquarters
BALTIMORE, Maryland
CRD number
291708
Registered since
September 27, 2018
Website
www.wpgfinancial.com
Custodians
CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI54.81%
  • Individuals22.57%
  • Pension & Profit Sharing Plans21.29%
  • Corporations / Businesses0.69%
  • Charitable Organizations0.64%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Wealth Planning Group is an independent registered investment adviser structured as an LLC and operating since 2018. The firm serves both individual and family clients as well as institutional customers, offering financial planning and portfolio management for individuals, small businesses, and institutions. Its pricing mixes percentage-of-AUM fees with hourly and fixed-fee engagements. The firm describes itself as an active ESG investor and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Exchange Traded Equities 24%, Other 5%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, State & Local Bonds 1%64%
  • Public Funds/Mutual Funds64%
  • Exchange Traded Equities24%
  • Other5%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds2%

Contacts

3 of 5

  • STEVEN GESSNER

    Partner and Co-FounderCRD 2650114

  • Patrick Bollinger

    Financial AdvisorCRD 6754992

  • TODD PARADISE

    PartnerCRD 4248813

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 195

Active vs passive

$113M in ETFs

Passive

94%

$106M

Active

6%

$7.3M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$10.5M18,2629.33%
Unlock additional holdings →

Location

Primary office

BALTIMORE, MD

BALTIMORE CITY

Location

BALTIMORE, MD

Headquartered in BALTIMORE, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
BALTIMORE CITY
Address
3600 Odonnell St
Time zone
ET (UTC-5)
Office locations

Similar firms

CROMWELL FUNDS

RIA

BALTIMORE, MD

AUM $369MTEAM 4REPS 7

FINANCIAL MANAGEMENT STRATEGIES, LLC

RIA

BALTIMORE, MD

AUM $350MTEAM 8REPS 1

TECHNOMART RGA INC

RIA

BALTIMORE, MD

AUM $338MTEAM 7REPS 1

A.G. CAMPBELL ADVISORY, LLC

RIA

BALTIMORE, MD

AUM $404MTEAM 5REPS 4

ARMSTRONG DIXON

RIA

BALTIMORE, MD

AUM $448MTEAM 9REPS 6

BUTTONWOOD FINANCIAL ADVISORS, INC.

RIA

BALTIMORE, MD

AUM $483MTEAM 8REPS 5
More RIAs in BALTIMORE →All Maryland RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth