TSA Wealth Management
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 323123
- Registered since
- September 30, 2022
- Website
- tsawm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI84.44%
- Individuals13.44%
- Charitable Organizations0.74%
- Corporations / Businesses0.73%
- Pension & Profit Sharing Plans0.66%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
TSA Wealth Management is an independent, SEC-registered registered investment adviser organized as a limited liability company. The firm registered with the SEC in 2022 and is owned by an individual. Its client base is focused on individuals and families; the firm charges fees as a percentage of assets under management and also operates as an insurance broker. Core advisory services include financial planning, portfolio management for individuals and small businesses, selecting third‑party advisers, and delivering educational seminars and workshops. TSA identifies as a capital allocator rather than an active ESG investor and is not organized as a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities13%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds3%
- State & Local Bonds2%
Owners & executives
1 of 1
Crystal Mckeon
Chief Compliance OfficerCRD 4690796
Contacts
2 of 2
Jonathan Swanburg
Managing Member, PresidentCRD 5713713
Austin Marrs
Managing MemberCRD 5979477
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 158Active vs passive
$805M in ETFs
50%
$403M
15%
$402M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $50.4M | 573,623 | 6.26% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 5718 Westheimer Rd
- Time zone
- CT (UTC-6)
- Office locations
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