Heritage Wealth Management

RIASEC Registered
Total AUM
$358M
Discretionary
$357M
100% of AUM
Avg account
$446K
Accounts
803
Employees
6
Advisory reps
6

Firm details

Headquarters
Houston, Texas
CRD number
122394
Registered since
March 25, 2016
Website
heritageplanners.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI83.7%
  • Individuals16.3%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Heritage Wealth Management is an independent, privately owned registered investment adviser that focuses on planning and portfolio management for individuals and families. The firm is SEC registered (registration year 2016) and bills clients using a mix of assets-under-management fees alongside hourly and fixed-fee engagements. Its advisory scope emphasizes financial planning and discretionary portfolio management for individual and small-business clients rather than institutional or pension consulting services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, Public Funds/Mutual Funds 30%, State & Local Bonds 3%, Cash & Cash Equivalents 3%, US Government Bonds 1%, Sovereign Bonds 1%, Derivatives 1%61%
  • Exchange Traded Equities61%
  • Public Funds/Mutual Funds30%
  • State & Local Bonds3%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 27

Active vs passive

$243M in ETFs

Passive

18%

$43.5M

Active

82%

$200M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US EQUITY MARKET ETF (DFUS)DimensionalActiveLarge Blend$75.1M905,26630.90%
Unlock additional holdings →

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
4400 Post Oak Pkwy
Time zone
CT (UTC-6)
Office locations

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