TRANSCENDENT CAPITAL GROUP

RIASEC RegisteredEst. 2021
Total AUM
$361M
Discretionary
$361M
100% of AUM
Avg account
$269K
Accounts
1,339
Employees
11
Advisory reps
9

Firm details

Headquarters
EDMOND, Oklahoma
CRD number
316872
Registered since
October 15, 2021
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI68.32%
  • Individuals31.21%
  • Corporations / Businesses0.47%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Transcendent Capital Group is an independent registered investment adviser organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. Registered with the SEC since 2021, the firm offers financial planning and portfolio management for individuals, small businesses, and institutions, and it performs selection of other advisers. Its fee mix includes asset-based fees, hourly charges, and fixed-fee engagements. Transcendent does not market itself as an ESG investor and is not registered as a multi-state adviser or pension consultant. The firm has an industry affiliation with an insurance company and was named to Citywire’s "50 Growers Across America" list in 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 45%, Exchange Traded Equities 40%, US Government Bonds 5%, Cash & Cash Equivalents 5%, State & Local Bonds 3%, Investment Grade Corp Bonds 2%45%
  • Public Funds/Mutual Funds45%
  • Exchange Traded Equities40%
  • US Government Bonds5%
  • Cash & Cash Equivalents5%
  • State & Local Bonds3%

Contacts

3 of 9
  • Daniel James

    Client AssociateCRD 7974696

  • Sarah Holmes

    Client AssociateCRD 8147854

  • DAVID FERRELL

    Managing Partner, Financial AdvisorCRD 2446997

Unlock 6 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 101

Active vs passive

$226M in ETFs

Passive

52%

$118M

Active

34%

$108M

ETFProviderStyleCategoryValueShares% of portfolio
ALLIANZIM BUFFER15 UNCAPPED ALLOCATION ETF (SPBU)$16.8M618,8567.45%

Location

Primary office

EDMOND, OK

OKLAHOMA

Location

EDMOND, OK

Headquartered in EDMOND, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.

Metro area
Oklahoma City-Shawnee, OK
Region
South
County
OKLAHOMA
Address
1008 S Bryant Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth