FORGE FINANCIAL
Firm details
- Headquarters
- EDMOND, Oklahoma
- CRD number
- 306480
- Registered since
- January 15, 2020
- Website
- shawfinancialinc.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI55.89%
- Individuals43.69%
- Corporations / Businesses0.32%
- Pension & Profit Sharing Plans0.08%
- Charitable Organizations0.02%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Forge Financial is an SEC-registered LLC that began registration in 2020 and is owned by an individual. The firm acts as both a capital allocator and a registered representative of a broker-dealer while delivering advisory services focused on portfolio management for individuals and small businesses and selection of other advisers. Its client mix includes individual and family clients as well as institutional relationships, and its primary fee model is a percentage of assets under management. Forge Financial is not flagged as an active ESG investor and operates on a single-state basis according to the available filing summary.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds94%
- Non-Investment Grade Corp Bonds2%
- Other2%
- Exchange Traded Equities1%
- Cash & Cash Equivalents1%
Contacts
3 of 15ROYSE MCCASLAND
Financial ServicesCRD 4222941
GEOFFREY WEISS
Assistant Operations ManagerCRD 6943195
DAVID GIBSON
Financial ConsultantCRD 7190536
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$1.8B in ETFs
5%
$87M
95%
$1.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP DIVIDEND VALUE ETF (CGDV) | Capital Group | Active | Large Value | $240M | 5,642,721 | 13.25% |
Location
EDMOND, OK
OKLAHOMA
Location
EDMOND, OK
Headquartered in EDMOND, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.
- Metro area
- Oklahoma City-Shawnee, OK
- Region
- South
- County
- OKLAHOMA
- Address
- 2901 S Bryant Ave
- Time zone
- CT (UTC-6)
- Office locations
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