Seros Wealth Partners

RIASEC RegisteredEst. 2021

Total AUM

$359M

Discretionary

$359M

100% of AUM

Avg account

$342K

Accounts

1,049

Employees

Advisory reps

Firm details

Headquarters: Gilbert, Arizona
CRD number: 166808
Registered since: March 25, 2021
Website: www.serosfinancial.com
Custodians: AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC., JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees, Performance Based Fees
Client types: HNWI60.65%
Individuals34.33%
Pension & Profit Sharing Plans4.27%
Corporations / Businesses0.56%
Charitable Organizations0.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Seros Wealth Partners is an independent registered investment adviser organized as an LLC and registered with the SEC in 2021. The firm serves both individual/family and institutional clients and positions itself as a capital allocator that sources external managers and pooled vehicles. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and the selection of third‑party advisers. The firm also operates as an insurance broker and charges clients through a mix of percentage‑of‑AUM, hourly, subscription, fixed, and performance‑based fee arrangements. Seros is not identified as an active ESG investor.