Seros Wealth Partners

RIASEC RegisteredEst. 2021

Total AUM

$359M

Discretionary

$359M

100% of AUM

Avg account

$342K

Accounts

1,049

Employees

Advisory reps

Firm details

Headquarters: Gilbert, Arizona
CRD number: 166808
Registered since: March 25, 2021
Website: www.serosfinancial.com
Custodians: AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC., JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees, Performance Based Fees
Client types: HNWI60.65%
Individuals34.33%
Pension & Profit Sharing Plans4.27%
Corporations / Businesses0.56%
Charitable Organizations0.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Seros Wealth Partners is an independent registered investment adviser that began SEC registration in 2021 and operates as a limited liability company owned by a domestic entity and an individual. The firm serves both individual and family clients as well as institutional investors, acting as a capital allocator and offering a mix of financial planning, portfolio management for individuals and pooled vehicles, and selection of other advisers. They also operate as an insurance broker. Their fee model is multi‑faceted: percentage of AUM, hourly and fixed fees, subscription arrangements, and the capacity to charge performance‑based fees. Seros does not identify as an active ESG investor and is not registered as a multistate adviser. The firm’s advisory capabilities explicitly include management of separate accounts and pooled investment vehicles, and they perform third‑party manager selection when appropriate.