Seros Wealth Partners

RIASEC Registered

Total AUM

$359M

Discretionary

$359M

100% of AUM

Avg account

$342K

Accounts

1,049

Employees

Advisory reps

Firm details

Headquarters: Gilbert, Arizona
CRD number: 166808
Registered since: March 25, 2021
Website: www.serosfinancial.com
Custodians: AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC., JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees, Performance Based Fees
Client types: HNWI60.65%
Individuals34.33%
Pension & Profit Sharing Plans4.27%
Corporations / Businesses0.56%
Charitable Organizations0.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Seros Wealth Partners is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (2021) and describes itself as a capital allocator serving both individual/family and institutional clients. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, and the selection of outside managers. The firm also operates as an insurance broker and offers a mix of fee arrangements—percentage of AUM, hourly, subscription, fixed and performance-based fees. Seros does not identify as an active ESG investor.