Watts Gwilliam & Company, LLC

RIASEC RegisteredEst. 2004

Total AUM

$1B

Discretionary

$1B

100% of AUM

Avg account

$854K

Accounts

1,208

Employees

Advisory reps

Firm details

Headquarters: Gilbert, Arizona
CRD number: 131458
Registered since: April 23, 2004
Website: wattsgwilliam.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI94.31%
Pension & Profit Sharing Plans2.9%
Pooled Investment Vehicles1.89%
Individuals0.78%
Charitable Organizations0.12%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Watts Gwilliam & Company, LLC is an independent registered investment adviser organized as an LLC and operating since 2004. The firm serves both individual/family and institutional clients and charges clients either a percentage of assets under management or fixed fees. Its advisory work spans financial planning, discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, and investment selection of other advisers. The firm also operates as an insurance broker and identifies itself as a capital allocator rather than a pure fiduciary-only manager. Watts Gwilliam is not positioned as an ESG-focused investor and does not report multi-state adviser status. The firm engages on the sponsor/GP side of private pooled vehicles and lists roles as sponsor, general partner, and managing member for funds it sponsors or advises.