WATTS GWILLIAM & COMPANY, LLC

RIASEC RegisteredEst. 2004

Total AUM

$1B

Discretionary

$1B

100% of AUM

Avg account

$854K

Accounts

1,208

Employees

Advisory reps

Firm details

Headquarters: GILBERT, Arizona
CRD number: 131458
Registered since: April 23, 2004
Website: wattsgwilliam.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI94.31%
Pension & Profit Sharing Plans2.9%
Pooled Investment Vehicles1.89%
Individuals0.78%
Charitable Organizations0.12%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Watts Gwilliam & Company, LLC is an independent, SEC-registered advisory firm organized as an LLC and operating since 2004. The firm serves both individual & family clients and institutional clients, offering a mix of financial planning and portfolio management across individual, pooled-vehicle, small business, and institutional mandates. Watts Gwilliam also acts as a capital allocator and performs manager selection, and it engages in insurance brokerage as part of its business activities. The firm reports a fee model that combines a percentage-of-AUM component with fixed fees and does not describe itself as an active ESG investor. Watts Gwilliam participates on the sponsor/GP side of pooled investment vehicles and lists activities that include serving as managing member of such vehicles. That organizational posture aligns with its advisory scope, which spans discretionary portfolio management and selection of outside advisers in addition to traditional planning services.