Wharton Midmarket Securities Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Woodbridge, Connecticut
CRD number
167531
Registered since
November 26, 2013

Firm profile

FINTRX

Overview

Wharton Midmarket Securities Inc. is organized as a corporation and is listed as individually owned. Public records classify the firm as "unclassified" and provide only limited operational detail. The firm is not identified as a capital allocator or an active ESG investor, and it is not designated as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser in the available data. Core business lines, client segments, fee arrangements, and advisory activities are not reported in the source material. That absence of detail makes it difficult to characterize the firm's market positioning, service model, or target clientele from the publicly supplied snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Paul Harrigan

    Paul Harrigan

    Managing DirectorCRD 6039178

  • Douglas Harrigan

    Douglas Harrigan

    Managing DirectorCRD 1991560

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Woodbridge, CT

New Haven

Location

Woodbridge, CT

Headquartered in Woodbridge, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New Haven
Address
27 Brook Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth