Wharton Midmarket Securities Inc.
Firm details
- Headquarters
- Woodbridge, Connecticut
- CRD number
- 167531
- Registered since
- November 26, 2013
- Website
- whartonmidmarketadvisors.com
Firm profile
FINTRXOverview
Wharton Midmarket Securities Inc. is organized as a corporation and is listed as an SEC-registered adviser since 2013. Ownership is held by an individual rather than an institutional parent. The firm is categorized as "unclassified" in the available records and is not flagged as a capital allocator. Available disclosures indicate a narrow regulatory footprint: it does not operate as a multi-state adviser, is not identified as a pension consultant, and is not recorded as a related adviser to another registered entity. The firm does not report active ESG investing activity.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
2 of 2
Douglas Harrigan
Managing DirectorCRD 1991560
Paul Harrigan
Managing DirectorCRD 6039178
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Woodbridge, CT
New Haven
Location
Woodbridge, CT
Headquartered in Woodbridge, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New Haven
- Address
- 27 Brook Rd
- Time zone
- ET (UTC-5)
- Office locations
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