W G Securities, LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
West Hartford, Connecticut
CRD number
140869
Registered since
October 27, 2006

Firm profile

FINTRX

Overview

W G Securities, LLC is organized as a limited liability company and has been SEC-registered since 2006. The firm is classified in the dataset as an investment bank; ownership is listed as a combination of a domestic entity and an individual. The profile data does not include details on fee schedules, client segmentation, or specific advisory activities. The dataset flags the firm as not being a capital allocator and not an active ESG investor. It is also not identified as a multi-state adviser, a pension consultant, or a related adviser. Because the source provides limited operational detail, the classification as an investment bank is the clearest indicator of the firm's primary orientation toward transactional and capital-markets work rather than retail asset management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Robert Barreca

    Robert Barreca

    Chief Compliance OfficerCRD 2490354

Contacts

3 of 19
  • Robert Van Trump

    Robert Van Trump

    Vice PresidentCRD 6423057

  • Tyler Cross

    Tyler Cross

    Senior AssociateCRD 6800480

  • Scott Stewart

    Scott Stewart

    FinOpCRD 6977422

Unlock 16 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

West Hartford, CT

Hartford

Location

West Hartford, CT

Headquartered in West Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
10 N Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth