TD Prime Services LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
—
Advisory reps
56
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
1914
Registered since
July 28, 2026

Firm profile

FINTRX

Overview

TD Prime Services LLC is organized as a limited liability company and is listed as an SEC-registered adviser as of 2026. The firm's ownership is recorded as including both a domestic entity and an individual. FINTRX classifies the firm as unclassified and its profile indicates it is not a capital allocator. The record also flags that the firm is not an active ESG investor, is not designated as a multi-state adviser, is not newly formed according to FINTRX, and does not act as a pension consultant or a related adviser. The firm has not supplied details on its advisory activities, business lines, client base, or fee schedule in the FINTRX record, leaving its target clients and service model unclear from the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Michael Broadbery

    Michael Broadbery

    Chief Compliance OfficerCRD 6947899

  • Christina Petrou

    Christina Petrou

    Chief Compliance OfficerCRD 4007468

  • Glenn Gibson

    Glenn Gibson

    Chief Executive OfficerCRD 5659024

Unlock 1 more executives →

Contacts

3 of 52
  • Ronald Chin

    Ronald Chin

    DirectorCRD 2954947

  • Genevieve Scocozza

    AssociateCRD 1612103

  • Robyn Zeller

    Robyn Zeller

    Executive Manager DirectorCRD 1637421

Unlock 49 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Vanderbilt Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth