SOVEREIGN LEGACY SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1954
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
PINEHURST, North Carolina
CRD number
1783
Registered since
March 17, 1954

Firm profile

FINTRX

Overview

Sovereign Legacy Securities, Inc. is a corporate-structured advisory entity that has been registered with the SEC since 1954. The firm is owned by an individual and is classified in available records as "Unclassified." Public filings or the source dataset provide minimal detail about the firm's advisory business model, client types, or fee arrangements. The record indicates Sovereign Legacy is not identified as a capital allocator, it does not self-identify as an active ESG investor, and it is not listed as a multi-state or newly formed adviser. It is also not recorded as providing pension consulting and is not noted as a related adviser to another registered firm.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • JEFFREY HOVERMALE

    Founder & CEOCRD 2104629

Contacts

2 of 2
  • JACQUELINE WESTBROOK

    PrincipalCRD 1464903

  • FRANK PAGAN

    Registered RepresentativeCRD 2305449

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PINEHURST, NC

MOORE

Location

PINEHURST, NC

Headquartered in PINEHURST, NC, anchoring the Fayetteville-Sanford-Lumberton, NC metro in the South.

Metro area
Fayetteville-Sanford-Lumberton, NC
Region
South
County
MOORE
Address
100 Gray Fox Run
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth