Secura Financial

RIASEC RegisteredEst. 2018

Total AUM

$320M

Discretionary

$320M

100% of AUM

Avg account

$258K

Accounts

1,242

Employees

Advisory reps

Firm details

Headquarters: Orange, California
CRD number: 137324
Registered since: April 25, 2018
Website: www.securawm.com
Custodians: LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC., LINCOLN FINANCIAL DISTRIBUTORS, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI80.23%
Individuals19%
Pension & Profit Sharing Plans0.74%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Secura Financial is an SEC-registered LLC that acts as a discretionary capital allocator to both individual/family and institutional clients. The firm, registered in 2018 and owned by an individual, offers a mix of advisory services that include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of third‑party advisers. Compensation structures include percentage-of-AUM billing alongside hourly and fixed fees. The firm maintains several industry relationships and affiliations in support of its business model, including broker‑dealer, insurance company, accounting and law firm connections, and ties to other investment advisers and real estate brokers. Secura Financial reports it is not an active ESG investor and does not claim multi‑state adviser status.