BW & Associates, Inc.
Firm details
- Headquarters
- Orange, California
- CRD number
- 116471
- Registered since
- September 1, 2016
- Website
- www.bwandassociatesinc.com
- Custodians
- 12711 N. MERIDIAN STREET
- Fee structure
- Percentage of AUM
- Client types
- HNWI65.36%
- Individuals34.64%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
BW & Associates, Inc. is an independent registered investment advisor formed before 2016 and doing business as a corporation focused on individual and family clients. The firm provides financial planning and portfolio management for individuals and small businesses, billing clients on a percentage-of-assets-under-management basis. BW & Associates does not position itself as a capital allocator or pension consultant, is not identified as an active ESG investor, and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds100%
Contacts
3 of 4
Matthew Rothchild
Senior Compliance ConsultantCRD 5143603

Laurel Hackett
Office ManagerCRD 3223067

Bonnie Wusz
Financial AdvisorCRD 1141949
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Orange, CA
Orange
Location
Orange, CA
Headquartered in Orange, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 3111 N Tustin St
- Time zone
- PT (UTC-8)
- Office locations
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