GUARDIAN FINANCIAL PARTNERS, LLC
Firm details
- Headquarters
- ORANGE, California
- CRD number
- 287652
- Registered since
- April 28, 2017
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Pension & Profit Sharing Plans51.89%
- HNWI35.91%
- Individuals9.19%
- Charitable Organizations1.8%
- Corporations / Businesses1.21%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Guardian Financial Partners, LLC is an independent, SEC-registered investment adviser organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. The firm provides financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and the selection of third‑party advisers. Its fee arrangements include both percentage‑of‑AUM and fixed‑fee structures. Guardian does not identify as an active ESG investor and is not registered as a multi‑state adviser. Guardian also lists an insurance company affiliation and emphasizes using outside managers, which aligns with its role allocating client capital into external funds and strategies rather than building all strategies in‑house.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities22%
- Investment Grade Corp Bonds4%
- Non-Exchange Traded Equities3%
- US Government Bonds3%
Contacts
3 of 8CASEY BARTELS
Founding PartnerCRD 5312518
John Bodovitz
SolicitorCRD 1197656
Norris Perez
PrincipalCRD 7901678
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 47Active vs passive
$201M in ETFs
61%
$122M
32%
$79M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JANUS HENDERSON SECURITIZED INCOME ETF (JSI) | Janus Henderson | Active | Short Term Bond | $20.8M | 403,212 | 10.36% |
Location
ORANGE, CA
ORANGE
Location
ORANGE, CA
Headquartered in ORANGE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 635 E Chapman Ave
- Time zone
- PT (UTC-8)
- Office locations
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