Guardian Financial Partners, LLC

RIASEC Registered

Total AUM

$912M

Discretionary

$912M

100% of AUM

Avg account

$1M

Accounts

906

Employees

Advisory reps

Firm details

Headquarters: Orange, California
CRD number: 287652
Registered since: April 28, 2017
Website: www.guardianfinancialpartners.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans51.89%
HNWI35.91%
Individuals9.19%
Charitable Organizations1.8%
Corporations / Businesses1.21%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Guardian Financial Partners, LLC is an independent registered investment adviser that has been SEC-registered since 2017. The firm serves both high-net-worth individuals and families as well as institutional clients, operating as a capital allocator that combines portfolio management and financial planning with the ability to select third‑party managers. Its fee arrangements include both percentage-of-AUM billing and fixed-fee engagements. Advisory services explicitly listed by the firm include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting, and the selection of other advisers. Guardian does not position itself as an active ESG investor.