PACIFIC INVESTMENT RESEARCH

RIASEC Registered
Total AUM
$120M
Discretionary
$120M
100% of AUM
Avg account
$1.3M
Accounts
90
Employees
1
Advisory reps
1

Firm details

Headquarters
ORANGE, California
CRD number
132063
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI76.52%
  • Individuals23.48%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Pacific Investment Research is an independent registered investment advisor that focuses on providing financial planning services and portfolio management for individual clients and small businesses. The firm operates under a fee structure that includes a percentage of assets under management, hourly charges, and fixed fees. While the firm does not actively engage in ESG investing, it has carved out a niche in managing investments for individuals and families, emphasizing tailored financial solutions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, Non-Investment Grade Corp Bonds 3%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%94%
  • Exchange Traded Equities94%
  • Non-Investment Grade Corp Bonds3%
  • Cash & Cash Equivalents2%
  • Investment Grade Corp Bonds1%

Contacts

1 of 1
  • RICHARD SCHULTZ

    PresidentCRD 2122190

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ORANGE, CA

ORANGE

Location

ORANGE, CA

Headquartered in ORANGE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
942 E Chapman Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth