SAF Financial Securities LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
284938
Registered since
June 2, 2017

Firm profile

FINTRX

Overview

SAF Financial Securities LLC is organized as a limited liability company and appears on record as having registered with the SEC in 2017. Ownership is listed as a mix of a domestic entity and an individual. FINTRX classifies the firm as unclassified and records indicate it is not a multi-state adviser, not newly formed from a regulatory perspective, and not a related adviser to another registered firm. Regulatory and profile fields in the snapshot also flag the firm as not acting as a capital allocator and not identifying as an active ESG investor. Beyond those attributes, the firm has not supplied descriptive information about its advisory activities, client types, fee structure, or core business functions.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Rafay Farooqui

    Rafay Farooqui

    Founder & CEOCRD 3100932

Contacts

3 of 6
  • Emily Barringer

    Emily Barringer

    VP of InvestmentsCRD 6238363

  • Thomas Hopkins

    FinOpCRD 1835087

  • Craig Cummings Jr

    Craig Cummings Jr

    AnalystCRD 6515244

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
269 Red Fox Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth