SAF Financial Securities LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
284938
Registered since
June 2, 2017

Firm profile

FINTRX

Assets & Accounts

FINTRX records show SAF Financial Securities LLC as an SEC-registered limited liability company since 2017. The firm's snapshot classifies it as "Unclassified" and lists owner type as both a domestic entity and an individual. The profile also flags several negative attributes: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not a pension consultant. The dataset reports zero clients and an average client size of $0.00, indicating no recorded assets under management or advisory accounts in the FINTRX feed. The public summary provides no details on fee structure, advisory activities, or client segments, so there is no evidence in this source of active advisory relationships or managed assets.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Marcus Chau

    Marcus Chau

    Chief of StaffCRD 6946035

  • Rafay Farooqui

    Rafay Farooqui

    Founder & CEOCRD 3100932

Contacts

3 of 5
  • Craig Cummings Jr

    Craig Cummings Jr

    AnalystCRD 6515244

  • Thomas Hopkins

    FinOpCRD 1835087

  • Endzhe Farooqui

    Registered RepresentativeCRD 6910436

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
269 Red Fox Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth