SAF Financial Securities LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 284938
- Registered since
- June 2, 2017
Firm profile
FINTRXOverview
SAF Financial Securities LLC is organized as a limited liability company and appears on record as having registered with the SEC in 2017. Ownership is listed as a mix of a domestic entity and an individual. FINTRX classifies the firm as unclassified and records indicate it is not a multi-state adviser, not newly formed from a regulatory perspective, and not a related adviser to another registered firm. Regulatory and profile fields in the snapshot also flag the firm as not acting as a capital allocator and not identifying as an active ESG investor. Beyond those attributes, the firm has not supplied descriptive information about its advisory activities, client types, fee structure, or core business functions.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Rafay Farooqui
Founder & CEOCRD 3100932
Contacts
3 of 6
Emily Barringer
VP of InvestmentsCRD 6238363
Thomas Hopkins
FinOpCRD 1835087

Craig Cummings Jr
AnalystCRD 6515244
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 269 Red Fox Rd
- Time zone
- ET (UTC-5)
- Office locations
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