SAF Financial Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
284938
Registered since
June 2, 2017

Firm profile

FINTRX

Overview

SAF Financial Securities LLC is organized as a limited liability company and is owned by a combination of a domestic entity and an individual. The firm's public profile is minimal: it is classified as "Unclassified" in available records and there are no disclosed details about its fee model, client segments, advisory offerings, or investment process. The record also flags several negative attributes rather than specialties — the firm is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, not a related adviser, and it is not listed as newly formed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Rafay Farooqui

    Rafay Farooqui

    Founder & CEOCRD 3100932

Contacts

3 of 5
  • Thomas Hopkins

    FinOpCRD 1835087

  • Craig Cummings Jr

    Craig Cummings Jr

    AnalystCRD 6515244

  • Pedro Costa Aiala

    Business AnalystCRD 6817685

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
269 Red Fox Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth