SAF Financial Securities LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
284938
Registered since
June 2, 2017

Firm profile

FINTRX

Overview

SAF Financial Securities LLC is organized as a limited liability company and is SEC-registered, with the registration recorded in 2017. Filings classify the entity as unclassified and list its ownership as a mix of a domestic entity and an individual. The firm is not identified as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Regulatory flags in the dataset indicate the firm is not a capital allocator and is not flagged as an active ESG investor. The source provides limited detail on specific advisory lines, fee arrangements, or client segments.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Rafay Farooqui

    Rafay Farooqui

    Founder & CEOCRD 3100932

Contacts

3 of 5
  • Craig Cummings Jr

    Craig Cummings Jr

    AnalystCRD 6515244

  • Thomas Hopkins

    FinOpCRD 1835087

  • Endzhe Farooqui

    Registered RepresentativeCRD 6910436

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
269 Red Fox Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth