Westminster Research Associates LLC

Broker-DealerFINRA MemberEst. 1983
Total AUM
—
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
14508
Registered since
March 8, 1983

Firm profile

FINTRX

Overview

Westminster Research Associates LLC is organized as a limited liability company and has been SEC-registered since 1983. Publicly listed firm attributes identify the owner type as a combination of a domestic entity and an individual. The firm is classified as "Unclassified" in the source data. The snapshot flags Westminster Research Associates as not being a capital allocator and not an active ESG investor. It is also marked as not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The dataset does not provide a description of the firm’s client segments, fee model, or the specific advisory or business activities it conducts; those details were not included in the available records.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Michael Broadbery

    Michael Broadbery

    Chief Compliance OfficerCRD 6947899

  • Christopher Tiscornia

    Christopher Tiscornia

    Chief Executive OfficerCRD 2836418

  • Daniel Sheehan

    Daniel Sheehan

    COOCRD 2949781

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Contacts

3 of 9
  • Francis Porcelli

    Francis Porcelli

    DirectorCRD 1878143

  • Hassan Chaudry

    Managing DirectorCRD 2925153

  • Christopher Mcneil

    Client ServicesCRD 3155670

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
262 Harbor Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth