Westminster Research Associates LLC

Broker-DealerFINRA MemberEst. 1983
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
14508
Registered since
March 8, 1983

Firm profile

FINTRX

Overview

Westminster Research Associates LLC is structured as a limited liability company and first registered with the SEC in 1983. FINTRX classifies the firm as unclassified and records its owner type as a combination of a domestic entity and an individual. The firm is not designated as a capital allocator, is not identified as an active ESG investor, and is not listed as a multi-state adviser, pension consultant, or related adviser in the snapshot data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Michael Broadbery

    Michael Broadbery

    Chief Compliance OfficerCRD 6947899

  • Christopher Tiscornia

    Christopher Tiscornia

    Chief Executive OfficerCRD 2836418

  • Daniel Sheehan

    Daniel Sheehan

    COOCRD 2949781

Unlock 1 more executives

Contacts

3 of 9
  • Francis Porcelli

    Francis Porcelli

    DirectorCRD 1878143

  • Hassan Chaudry

    Managing DirectorCRD 2925153

  • Christopher Mcneil

    Client ServicesCRD 3155670

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
262 Harbor Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth