Westminster Research Associates LLC

Broker-DealerFINRA MemberEst. 1983
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
14508
Registered since
March 8, 1983

Firm profile

FINTRX

Overview

Westminster Research Associates LLC is organized as a limited liability company and has been SEC-registered since 1983. Public records classify the firm as unclassified and identify its ownership as a domestic entity/individual. The firm is not identified as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. FINTRX data also indicate the firm is not an active ESG investor and is not listed as a capital allocator. The dataset does not disclose the firm’s client segments, fee structure, advisory activities, or specific investment mandate, so there is no public description available of target client types or the strategies the firm executes on behalf of clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Michael Broadbery

    Michael Broadbery

    Chief Compliance OfficerCRD 6947899

  • Daniel Sheehan

    Daniel Sheehan

    COOCRD 2949781

  • Christopher Tiscornia

    Christopher Tiscornia

    Chief Executive OfficerCRD 2836418

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Contacts

3 of 9
  • Nathaniel Dekanter

    Nathaniel Dekanter

    Managing DirectorCRD 4622304

  • Kalani Cruz

    Kalani Cruz

    Vice PresidentCRD 3223527

  • Hassan Chaudry

    Managing DirectorCRD 2925153

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
262 Harbor Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth