Vertical Research Securities, Inc.

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
334696
Registered since
January 27, 2026

Firm profile

FINTRX

Overview

Vertical Research Securities, Inc. is organized as a corporation and is indicated as an SEC-registered adviser as of 2026. Ownership is listed as individual ownership and the firm is classified as unclassified under the dataset. The available regulatory metadata characterizes the firm as not operating as a capital allocator and not engaging in active ESG investing. The firm’s public profile in the source material provides minimal detail about its lines of business, client segments, or specific advisory services. It is not identified as a multi-state adviser, not flagged as a pension consultant, and is not recorded as a related adviser to another firm. The record also indicates the firm is not newly formed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • David Sulpizio

    David Sulpizio

    Partner, Chief Operating Officer & Chief Compliance OfficerCRD 2273755

Contacts

3 of 17
  • Chad Kirschenblatt

    Chad Kirschenblatt

    Managing PartnerCRD 2503352

  • P Campbell Hillstrom

    P Campbell Hillstrom

    SalesCRD 3133126

  • Adam Baumgarten

    Adam Baumgarten

    Managing DirectorCRD 4966372

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2 Landmark Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth