Rqd* Clearing, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
—
Advisory reps
24
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
134284
Registered since
April 12, 2005

Firm profile

FINTRX

Overview

Rqd* Clearing, LLC is organized as a limited liability company and is registered with the SEC since 2005. Public records classify the firm as unclassified and list its owner type as a combination of a domestic entity and an individual. The profile indicates the firm does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has not provided descriptive detail about its core business activities, advisory services, client segments, or fee schedules in the available data set.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Wilbert Shin

    Wilbert Shin

    Chief Risk OfficerCRD 2118700

  • Frank Wanzor

    Chief Compliance OfficerCRD 2628672

  • Nicolas Louis

    Nicolas Louis

    Chief Operating OfficerCRD 4785115

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Contacts

3 of 17
  • Alexandra Hinds

    Alexandra Hinds

    Vice President, TreasuryCRD 6274104

  • Allen Spence

    DirectorCRD 4612721

  • Michael Pompeo

    Michael Pompeo

    DirectorCRD 2556868

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 World Trade Ctr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth