BMO Capital Markets Corp.

Broker-DealerFINRA MemberEst. 1985
Total AUM
—
Advisory reps
1,221
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
16686
Registered since
August 16, 1985

Firm profile

FINTRX

Overview

BMO Capital Markets Corp. is organized as a corporation operating in the investment-banking space. The firm has been SEC-registered since 1985 and is identified as a domestic entity/individual owner type. The profile indicates the firm does not function as a capital allocator and is not characterized as an active ESG investor, pension consultant, related adviser, or a newly formed adviser. Several common advisory attributes (fee schedule, client base breakdown and specific advisory activities) were not provided in the source data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Alan Tannenbaum

    Alan Tannenbaum

    CEOCRD 2134180

  • Kevin Lopez

    Kevin Lopez

    ContractorCRD 3257168

  • Joel Quall

    Joel Quall

    Chief Financial OfficerCRD 5064884

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Contacts

3 of 1214
  • Sally Afonso

    Sally Afonso

    Vice PresidentCRD 6992303

  • James Beall

    James Beall

    Vice PresidentCRD 5946396

  • Christopher Locicero

    Christopher Locicero

    Managing DirectorCRD 2315725

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
151 W 42nd St
Time zone
ET (UTC-5)
Office locations

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