Mizuho Securities Canada Inc.

Broker-DealerFINRA MemberEst. 2019
Total AUM
—
Advisory reps
28
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
300059
Registered since
August 23, 2019

Firm profile

FINTRX

Overview

Mizuho Securities Canada Inc. is a Canadian-incorporated corporation operating as an investment bank. FINTRX records show the entity was SEC-registered in 2019 and is owned by domestic and individual owners. The firm is not identified as a capital allocator and is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. FINTRX does not populate fields for the firm's client base, fee structure, business activities, or advisory activities, so there is limited public detail on how the entity sources or manages client mandates.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • David Kronenberg

    Chief Financial OfficerCRD 1799665

  • Brendan Daly

    Brendan Daly

    Chief Compliance OfficerCRD 1823142

Contacts

3 of 26
  • Francine Casale

    Francine Casale

    DirectorCRD 1227948

  • Stephen Roney

    Stephen Roney

    Managing DirectorCRD 1932183

  • Robert Fahrbach

    Managing DirectorCRD 2428105

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1271 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth