MIZUHO SECURITIES CANADA INC.

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
29
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
300059
Registered since
August 23, 2019

Firm profile

FINTRX

Overview

Mizuho Securities Canada Inc. is a Canadian-registered corporate entity operating as an investment bank. The firm is listed as SEC-registered since 2019 and its ownership is recorded as a combination of a domestic entity and individual stakeholders. Public filings identify the firm as not acting as a capital allocator and not reporting activity as an independent investment adviser: it is not a multi-state adviser, not a pension consultant, and not designated as a related or newly formed adviser. The firm has not provided details about its advisory services, fee schedules, or broader business activities in the available dataset.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • BRENDAN DALY

    Chief Compliance OfficerCRD 1823142

  • DAVID KRONENBERG

    Chief Financial OfficerCRD 1799665

Contacts

3 of 27
  • JOSEPH POWERS

    AssociateCRD 6826929

  • KYLE KAPLAN

    Vice President, Leveraged Capital MarketsCRD 6326008

  • VICTOR FORTE

    Managing DirectorCRD 2831985

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1271 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth