Mizuho Securities Canada Inc.

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
29
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
300059
Registered since
August 23, 2019

Firm profile

FINTRX

Overview

Mizuho Securities Canada Inc. is a Canadian corporate entity operating as an investment bank and registered with the SEC in 2019. The firm is owned by a combination of domestic corporate and individual interests. It is not positioned as a capital allocator: there is no indication it runs discretionary third‑party asset pools or functions as a traditional asset manager. Public filings list it as not being an active ESG investor and not operating as a multi‑state investment adviser or pension consultant. The dataset does not provide specifics on business lines, fee schedules, or a client mix, which, combined with its classification, suggests the firm’s primary activities are likely centered on investment banking and brokerage services rather than retail or advisory wealth management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Brendan Daly

    Brendan Daly

    Chief Compliance OfficerCRD 1823142

  • David Kronenberg

    Chief Financial OfficerCRD 1799665

Contacts

3 of 27
  • Joseph Powers

    Joseph Powers

    AssociateCRD 6826929

  • Kyle Kaplan

    Vice President, Leveraged Capital MarketsCRD 6326008

  • Victor Forte

    Victor Forte

    Managing DirectorCRD 2831985

Unlock 24 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1271 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth