LEGACY FINANCIAL GROUP

RIASEC RegisteredEst. 2014

Total AUM

$1B

Discretionary

$996M

99% of AUM

Avg account

$243K

Accounts

4,146

Employees

Advisory reps

Firm details

Headquarters: DES MOINES, Iowa
CRD number: 154927
Registered since: May 29, 2014
Website: lfgplanners.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Other
Client types: HNWI68.13%
Individuals30.95%
Corporations / Businesses0.92%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Legacy Financial Group is an independent registered investment adviser organized as an LLC and operating since 2014. The firm serves both individual and institutional clients, offering financial planning, portfolio management for individuals and small businesses, manager selection, and educational programming. It functions as a capital allocator—placing client capital with external managers and third-party funds—and also maintains business activities as a registered representative of a broker-dealer and as an insurance broker. Fee arrangements include percentage-of-AUM billing supplemented by hourly and other charge structures. The firm does not position itself as an ESG investor and it does not identify as a multi-state or pension consultant adviser. Affiliations listed in regulatory filings include ties with accounting and insurance industry partners that support its planning and risk-transfer services.