DES Moines Investments, LLC

RIASEC RegisteredEst. 2022
Total AUM
$246M
Discretionary
$246M
100% of AUM
Avg account
$164K
Accounts
1,497
Employees
4
Advisory reps
4

Firm details

Headquarters
Des Moines, Iowa
CRD number
146322
Registered since
March 3, 2022
Fee structure
Percentage of AUM
Client types
  • Individuals59.35%
  • HNWI40.65%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

DES Moines Investments, LLC is a privately held limited liability company that registered with the SEC in 2022. The firm serves individual and family clients and charges fees as a percentage of assets under management. Its advisory footprint centers on portfolio management for individuals, small businesses, and institutional/business clients. In addition to investment advisory work, the firm operates an insurance brokerage, which suggests integration of insurance products alongside investment services. The firm is not positioned as an ESG-focused manager, does not identify as a multi-state adviser, and is organized under individual ownership.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Cash & Cash Equivalents 5%, Investment Grade Corp Bonds 2%93%
  • Exchange Traded Equities93%
  • Cash & Cash Equivalents5%
  • Investment Grade Corp Bonds2%

Contacts

3 of 4
  • Dillon Kimberley

    Dillon Kimberley

    AssistantCRD 8047362

  • David Harkin

    David Harkin

    Owner, Investment Advisor RepresentativeCRD 2369348

  • Larry King

    CRD 8268371

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Des Moines, IA

Polk

Location

Des Moines, IA

Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
Polk
Address
2 E Army Post Rd
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth