HIGH FALLS ADVISORS, INC.

Overview

High Falls Advisors, Inc. is an independent registered investment advisor that serves both individual and institutional clients with a mix of financial planning, portfolio management for individuals and small businesses, and educational programming. The firm blends a public-funds heavy core with targeted allocations to alternatives, and it identifies as an active ESG investor — suggesting integration of environmental, social or governance considerations into at least portions of its portfolios. Alongside advisory work, the firm also operates as an insurance broker and maintains an affiliation with a law firm, reflecting a broader client-service model that can include insurance placement and legal coordination. Investment activity centers on liquid public funds and ETFs as the primary implementation tools, complemented by external alternative managers for real estate and commodity exposure. Fee arrangements are flexible: percentage-of-AUM, hourly charges and fixed fees are all part of the firm’s structure, allowing it to work with a range of client situations from ongoing wealth management to project-based planning.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices