Henley & Company LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
Uniondale, New York
CRD number
131453
Registered since
September 22, 2004

Firm profile

FINTRX

Overview

Henley & Company LLC is organized as a limited liability company and appears on the SEC advisor roster with an original registration in 2004. Ownership is listed as an individual owner and the firm is classified in the data as "Unclassified." Available records indicate the firm does not position itself as a capital allocator and is not flagged as an active ESG investor, pension consultant, related adviser, or a newly formed adviser. Public disclosures from the firm are sparse. Henley & Company LLC did not provide details on its client base, fee schedules, core business activities, or day-to-day advisory services. The snapshot metadata also marks the firm as not a multi-state adviser, but office-location data (see below) shows presence in more than one state, creating a discrepancy between the firm’s regulatory metadata and its reported office footprint.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Francis Gemino

    Francis Gemino

    CEOCRD 219616

  • Albert Denton

    President, CEOCRD 1321620

  • Maria Germano-alessi

    Maria Germano-alessi

    Chief Compliance OfficerCRD 4404986

Contacts

3 of 15
  • Edward Schnepf

    VP, InvestmentsCRD 1701429

  • James Albanese

    Senior Vice PresidentCRD 1699997

  • Matthew Barile

    BrokerCRD 1104231

Unlock 12 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Uniondale, NY

Nassau

Location

Uniondale, NY

Headquartered in Uniondale, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
506 Rxr Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth