Joseph Gunnar & Co LLC

Broker-DealerFINRA Member

Total AUM

—

Advisory reps

Avg account

Firm details

Headquarters: Uniondale, New York
CRD number: 24795
Registered since: February 16, 1990
Website: www.josephgunnar.com
Custodians: RBC CAPITAL MARKETS, LLC

Firm profile

FINTRX

Overview

Joseph Gunnar & Co LLC is organized as a limited liability company and is registered with the SEC (initial registration reported in 1990). The firm is classified in the source data as an investment bank. The profile indicates the firm does not identify as a capital allocator, is not an active ESG investor, and is neither a multi-state adviser nor a pension consultant. Owner type is listed as a domestic entity and individual. The firm’s public summary does not include descriptive detail on specific client segments, fee schedules, or advisory offerings.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities88%
Cash & Cash Equivalents8%
Investment Grade Corp Bonds2%
Private Funds2%

Owners & executives

3 of 4

Joseph Alagna
Chairman & CEOCRD 1840339
Stephan Stein
President & Chief Operating Officer, Executive Committee MemberCRD 3238494
William Hodge
Chief Compliance OfficerCRD 1950852