JOSEPH GUNNAR & CO. LLC

Broker-DealerFINRA MemberEst. 1990

Total AUM

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Advisory reps

Avg account

Firm details

Headquarters: UNIONDALE, New York
CRD number: 24795
Registered since: February 16, 1990
Website: www.josephgunnar.com
Custodians: RBC CAPITAL MARKETS, LLC

Firm profile

FINTRX

Overview

Joseph Gunnar & Co LLC is organized as a limited liability company and is registered with the SEC (registration year 1990). The firm is classified in public records as an investment bank and is owned by a domestic entity/individual structure. Public filings indicate the firm does not act as a capital allocator and does not market itself as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser to another registered advisory entity.

Assets & Accounts

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Exchange Traded Equities88%
Cash & Cash Equivalents8%
Investment Grade Corp Bonds2%
Private Funds2%

Owners & executives

3 of 4

STEPHAN STEIN
President & Chief Operating Officer, Executive Committee MemberCRD 3238494
William Hodge
Chief Compliance OfficerCRD 1950852
JOSEPH ALAGNA
Chairman & CEOCRD 1840339