Joseph Gunnar & Co LLC

Broker-DealerFINRA MemberEst. 1990

Total AUM

—

Advisory reps

Avg account

Firm details

Headquarters: Uniondale, New York
CRD number: 24795
Registered since: February 16, 1990
Website: www.josephgunnar.com
Custodians: RBC CAPITAL MARKETS, LLC

Firm profile

FINTRX

Overview

Joseph Gunnar & Co LLC is organized as a limited liability company and has been SEC-registered since 1990. The firm is categorized as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is listed as a combination of a domestic entity and an individual. The profile indicates the firm does not identify as an active ESG investor, is not registered as a multi-state adviser, and does not act as a pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities88%
Cash & Cash Equivalents8%
Investment Grade Corp Bonds2%
Private Funds2%

Owners & executives

3 of 4

Joseph Alagna
Chairman & CEOCRD 1840339
Stephan Stein
President & Chief Operating Officer, Executive Committee MemberCRD 3238494
William Hodge
Chief Compliance OfficerCRD 1950852