LIVINGSTON SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
UNIONDALE, New York
CRD number
147364
Registered since
October 9, 2008

Firm profile

FINTRX

Overview

Livingston Securities, LLC is organized as a limited liability company and is categorized in FINTRX as an investment bank. The firm first registered with the SEC in 2008. Ownership is listed as a combination of a domestic entity and an individual. FINTRX does not characterize the firm as a capital allocator or a multi-state advisory firm, and it is not identified as an active ESG investor, pension consultant, or related adviser. The entry contains minimal detail on business lines, client segments, or advisory activities, which suggests the firm's public profile centers on intermediary or investment-banking functions rather than traditional registered investment adviser asset management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • SCOTT LIVINGSTON

    Chief Executive OfficerCRD 1996617

  • MICHAEL SCHILLING

    Chief Compliance OfficerCRD 2609624

  • JEANNE ROCKMAN

    Chief Compliance OfficerCRD 1255763

Contacts

1 of 1
  • ENRICO ALBANO

    Senior Vice PresidentCRD 1404533

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

UNIONDALE, NY

NASSAU

Location

UNIONDALE, NY

Headquartered in UNIONDALE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
626 Rxr Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth