Capitala Securities, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 304095
- Registered since
- March 4, 2020
- Website
- www.capitalagroup.com
Firm profile
FINTRXOverview
Capitala Securities, LLC is organized as a limited liability company and is classified in available records as an investment bank. The entity is part of the broader Capitala platform, which positions itself as a private-capital provider focused on small and mid-market companies across North America. The platform does not identify as an active ESG investor. The group emphasizes direct financing solutions rather than serving as an allocator to outside managers. Public-facing details about client types, fee schedules, and advisory activities for this specific entity are not provided in the source material.
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Joseph Alala
Founder & CEOCRD 6029964

Rommel Cosio
Chief Compliance OfficerCRD 2017788
Contacts
3 of 5
Steven Thornton
FinOpCRD 4496384

Christine Alala
Presiden, DirectorCRD 5723934
Benjamin Neugebauer
AssociateCRD 7268126
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 4201 Congress St
- Time zone
- ET (UTC-5)
- Office locations
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