CAPITALA SECURITIES, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 304095
- Registered since
- March 4, 2020
- Website
- www.capitalagroup.com
Firm profile
FINTRXOverview
Capitala Securities, LLC is registered as a limited liability company and classified in FINTRX as an investment bank; its SEC registration dates to 2020. FINTRX indicates the firm is not listed as an active ESG investor, not a multi-state adviser, and not a capital allocator. The profile material provided alongside the FINTRX record describes the broader Capitala organization as an asset manager that focuses on providing private credit and private equity capital to lower- and middle-market companies across North America. That material states the organization has pursued a flexible, creative-financing approach since 1998 and seeks to partner with management teams to drive growth through strategic and operational support.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2JOSEPH ALALA
Founder & Chief Exceutive OfficerCRD 6029964
Rommel Cosio
Chief Compliance OfficerCRD 2017788
Contacts
3 of 6Joshua Schools
AssociateCRD 7521673
CHRISTINE ALALA
Presiden, DirectorCRD 5723934
STEVEN THORNTON
PresidentCRD 4496384
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 4201 Congress St
- Time zone
- ET (UTC-5)
- Office locations
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