Capitala Securities, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
304095
Registered since
March 4, 2020

Firm profile

FINTRX

Overview

Capitala Securities, LLC is organized as a limited liability company and is classified in the provided data as an investment bank. The entity appears on record as SEC-registered in 2020. Snapshot fields indicate the firm is not designated as a capital allocator, does not position itself as an active ESG investor, and is not listed as a multi-state adviser. Firm materials included in the source describe Capitala Group’s longer track record in private markets: since 1998 the group has deployed private credit and private equity capital into lower- and middle-market companies across North America and reports having invested more than $2.2B into small businesses. Those materials emphasize a flexible-capital approach intended to provide creative financing solutions and to partner with management teams on growth and operational improvements.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Joseph Alala

    Joseph Alala

    Founder & Chief Exceutive OfficerCRD 6029964

  • Rommel Cosio

    Rommel Cosio

    Chief Compliance OfficerCRD 2017788

Contacts

3 of 5
  • Joshua Schools

    Joshua Schools

    AssociateCRD 7521673

  • Christine Alala

    Christine Alala

    Presiden, DirectorCRD 5723934

  • Steven Thornton

    Steven Thornton

    PresidentCRD 4496384

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
4201 Congress St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth