CAPITALA SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
304095
Registered since
March 4, 2020

Firm profile

FINTRX

Overview

Capitala Securities, LLC is registered as a limited liability company and classified in FINTRX as an investment bank; its SEC registration dates to 2020. FINTRX indicates the firm is not listed as an active ESG investor, not a multi-state adviser, and not a capital allocator. The profile material provided alongside the FINTRX record describes the broader Capitala organization as an asset manager that focuses on providing private credit and private equity capital to lower- and middle-market companies across North America. That material states the organization has pursued a flexible, creative-financing approach since 1998 and seeks to partner with management teams to drive growth through strategic and operational support.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • JOSEPH ALALA

    Founder & Chief Exceutive OfficerCRD 6029964

  • Rommel Cosio

    Chief Compliance OfficerCRD 2017788

Contacts

3 of 6
  • Joshua Schools

    AssociateCRD 7521673

  • CHRISTINE ALALA

    Presiden, DirectorCRD 5723934

  • STEVEN THORNTON

    PresidentCRD 4496384

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
4201 Congress St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth