RIAs: $1B – $5B AUM

3,235 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.

FLAHERTY & CRUMRINE INCORPORATED

RIA

PASADENA, CA

AUM $4.1BTEAM 14REPS 3

STEELPEAK WEALTH, LLC

RIA

WOODLAND HILLS, CA

AUM $4.1BTEAM 84REPS 36

NORTH REEF CAPITAL MANAGEMENT LP

RIA

LAGUNA BEACH, CA

AUM $4.1BTEAM 8REPS 2

HARRISON STREET PRIVATE WEALTH LLC

RIA

DENVER, CO

AUM $4.1BTEAM 35REPS 6

IPG INVESTMENT ADVISORS, LLC

RIA

SAN DIEGO, CA

AUM $4.1BTEAM 39REPS 41

ARCHPOINT INVESTORS

RIA

CORAL GABLES, FL

AUM $4.1BTEAM 11REPS 2

NORTHWEST ASSET MANAGEMENT

RIA

MERCER ISLAND, WA

AUM $4.1BTEAM 62REPS 60

MAN INVESTMENTS AUSTRALIA LIMITED

RIA

SYDNEY

AUM $4.1BTEAM 10REPS 4

PARKWAY ADVISORS, L.P.

RIA

ABILENE, TX

AUM $4.1BTEAM 16REPS 10

EVOLUTION CREDIT PARTNERS MANAGEMENT, LLC

RIA

BOSTON, MA

AUM $4.1BTEAM 43REPS 6

BLUE WOLF CAPITAL PARTNERS LLC

RIA

New York, NY

AUM $4.1BTEAM 51REPS 5

CAPITAL GENERATION PARTNERS LLP

RIA

LONDON

AUM $4.1BTEAM 46REPS 8

GUGGENHEIM INVESTMENTS

RIA

CHICAGO, IL

AUM $4.1BTEAM 5REPS 5

SENVEST MANAGEMENT, LLC

RIA

New York, NY

AUM $4.1BTEAM 25REPS 5

FINACCESS ADVISORS, LLC

RIA

MIAMI, FL

AUM $4.1BTEAM 13REPS 7

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

RIA

SANTA MONICA, CA

AUM $4.1BTEAM 59REPS 39

DIVERSIFY WEALTH MANAGEMENT, LLC

RIA

SANDY, UT

AUM $4.1BTEAM 95REPS 76

FFL

RIA

SAN FRANCISCO, CA

AUM $4.1BTEAM 43REPS 7

CASTLEKNIGHT MANAGEMENT LP

RIA

New York, NY

AUM $4.1BTEAM 13REPS 2

SPF INVESTMENT MANAGEMENT, L.P.

RIA

New York, NY

AUM $4.1BTEAM 26REPS 9

PERFORMANCE WEALTH

RIA

HINSDALE, IL

AUM $4.1BTEAM 15REPS 11

FUNDAMENTAL ADVISORS LP

RIA

New York, NY

AUM $4.1BTEAM 44REPS 8

WILDCAT CAPITAL MANAGEMENT, LLC

RIA

New York, NY

AUM $4.1BTEAM 13REPS 2

FREEPORT FINANCIAL PARTNERS LLC

RIA

CHICAGO, IL

AUM $4.1BTEAM 24REPS 4

Other AUM ranges

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