Guggenheim Investments
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 129288
- Registered since
- November 17, 2003
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment CompaniesSelection of Other Advisers
Firm profile
FINTRXOverview
Guggenheim Investments operates as a limited liability company that functions as an institutional registered investment adviser and capital allocator focused on institutional clients. The firm is SEC-registered (since 2003) and charges fees as a percentage of assets under management. Its stated advisory activities include portfolio management for investment companies and the selection of other advisers. Guggenheim is also registered to act in commodity-related roles (CPO/CTA) and maintains a range of institutional registrations and affiliations across broker-dealer, municipal advisory, insurance, and sponsor/GP capacities. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Margaux Misantone
Chief Compliance OfficerCRD 4949669
Contacts
3 of 4
Dustan Beier
Senior Managing DirectorCRD 6552192
Brian Binder
PresidentCRD 2466834
Joanna Catalucci
Senior Managing DirectorCRD 4148421
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 87Active vs passive
$1.1B in ETFs
74%
$775M
7%
$279M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $166M | 222,481 | 15.75% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 227 W Monroe St
- Time zone
- CT (UTC-6)
- Office locations
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