Northwest Asset Management

RIASEC Registered

Total AUM

$4.1B

Discretionary

$2.9B

71% of AUM

Avg account

$455K

Accounts

9,090

Employees

Advisory reps

Firm details

Headquarters: Mercer Island, Washington
CRD number: 147923
Registered since: August 20, 2008
Website: www.nwasset.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI75.95%
Individuals22.37%
Corporations / Businesses1.13%
Other0.55%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Northwest Asset Management is an independent registered investment adviser formed as an LLC and on the SEC register since 2008. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, pension consulting support and investor education. It also operates an insurance brokerage and maintains industry relationships with trust companies, accountants, insurance firms, pension consultants and real estate brokers. Fee arrangements are a mix of AUM-based fees plus hourly and fixed-fee engagements, which supports work ranging from ongoing discretionary portfolios to project-based planning. Northwest has received external recognition: it appeared on the Financial Times’ Top 300 RIA list in 2020 and was named among Top RIA Firms by Financial Advisor Magazine that same year.