DLK INVESTMENT ADVISORS, LLC

RIASEC RegisteredEst. 2024
Total AUM
$141M
Discretionary
$111M
79% of AUM
Avg account
$1.5M
Accounts
95
Employees
2
Advisory reps
2

Firm details

Headquarters
MERCER ISLAND, Washington
CRD number
328897
Registered since
November 27, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI75.88%
  • Individuals24.09%
  • Pension & Profit Sharing Plans0.03%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

DLK Investment Advisors, LLC is an independent registered investment adviser formed as a limited liability company and registered with the SEC in 2024. The firm serves individual and family clients and positions itself as a fee-based planner and portfolio manager, charging a percentage of assets under management and offering hourly advisory work where appropriate. Advisory services listed include financial planning and portfolio management for individuals, small businesses, and other businesses or institutions. The firm reports a preference for equity exposure and does not identify as an active ESG investor. DLK operates with an owner-type classified as an individual and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Non-Investment Grade Corp Bonds 25%, US Government Bonds 10%, Cash & Cash Equivalents 3%62%
  • Exchange Traded Equities62%
  • Non-Investment Grade Corp Bonds25%
  • US Government Bonds10%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • DONALD DEMPSTER

    President and COOCRD 2500548

Contacts

1 of 1
  • Edmund Van Winkle

    Portfolio ManagerCRD 7497834

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

MERCER ISLAND, WA

KING

Location

MERCER ISLAND, WA

Headquartered in MERCER ISLAND, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
7525 SE 24th St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth