Peregrine Capital Management, LLC

RIASEC RegisteredEst. 1984
Total AUM
$4.1B
Discretionary
$4.1B
100% of AUM
Avg account
$66.7M
Accounts
61
Employees
28
Advisory reps
4

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
110052
Registered since
June 15, 1984
Custodians
THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • State / Municipal Government34.16%
  • Investment Companies27.41%
  • Pooled Investment Vehicles26.07%
  • Pension & Profit Sharing Plans7.43%
  • Insurance Companies2.13%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Peregrine Capital Management, LLC is an SEC-registered investment adviser founded in 1984 and organized as a limited liability company. The firm serves both high-net-worth individuals and institutional clients, providing portfolio management across individual and pooled structures as well as for investment companies. Compensation is primarily a percentage of assets under management, with performance-based fees used on certain mandates. The firm identifies as an active ESG investor, and its advisory scope includes separate account management, pooled vehicle management and institutional mandates. Peregrine operates as a domestic, individually owned adviser rather than part of a larger advisory network.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Stephen Simon

    Stephen Simon

    Chief Compliance OfficerCRD 4871134

Contacts

3 of 3
  • Gary Nussbaum

    Gary Nussbaum

    Portfolio ManagerCRD 4361436

  • Brian Donohue

    Brian Donohue

    Portfolio ManagerCRD 2581610

  • Andrew Flis

    Andrew Flis

    Portfolio ManagerCRD 5545541

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
800 Lasalle Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth