WOODWARD FINANCIAL ADVISORS, INC.

RIASEC RegisteredEst. 2009
Total AUM
$641M
Discretionary
$641M
100% of AUM
Avg account
$592K
Accounts
1,084
Employees
10
Advisory reps
6

Firm details

Headquarters
CHAPEL HILL, North Carolina
CRD number
150641
Registered since
June 8, 2009
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI99.61%
  • Individuals0.39%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Woodward Financial Advisors, Inc. is an independent registered investment adviser that has been SEC-registered since 2009 and is owned by an individual principal. The firm serves primarily individuals and families, offering financial planning, discretionary portfolio management for individuals and small businesses, and educational seminars. Its client billing is a mix of percentage-of-assets, hourly, and fixed-fee arrangements. Woodward does not position itself as a capital allocator or pension consultant, and it is not identified as an active ESG investor. The firm appeared on FA Magazine’s list of Top RIA Firms in 2020.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, US Government Bonds 2%, Investment Grade Corp Bonds 1%, Private Funds 1%, Cash & Cash Equivalents 1%95%
  • Public Funds/Mutual Funds95%
  • US Government Bonds2%
  • Investment Grade Corp Bonds1%
  • Private Funds1%
  • Cash & Cash Equivalents1%

Contacts

3 of 6
  • LAURA NEAL

    Wealth AdvisorCRD 3075106

  • Taylor Cole

    Wealth AdvisorCRD 7503986

  • Victor Colella

    Wealth Advisor, DirectorCRD 6592031

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CHAPEL HILL, NC

ORANGE

Location

CHAPEL HILL, NC

Headquartered in CHAPEL HILL, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
ORANGE
Address
101 Glen Lennox Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth