HILLTOP WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2016
Total AUM
$636M
Discretionary
$636M
100% of AUM
Avg account
$323K
Accounts
1,968
Employees
15
Advisory reps
8

Firm details

Headquarters
CHAPEL HILL, North Carolina
CRD number
283014
Registered since
March 16, 2016
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI80.68%
  • Individuals19.24%
  • Corporations / Businesses0.06%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Hilltop Wealth Advisors, LLC is an independent, SEC-registered RIA that acts as a capital allocator for both individual/family and institutional clients. The firm offers financial planning, portfolio management for individuals and small businesses, pension consulting and selection of other advisers, and runs educational seminars. Its fee model combines a percentage of AUM with fixed-fee arrangements. Hilltop reports being an active ESG investor and operates under an owner-type classified as individual; it has been SEC-registered since 2016.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 8%, Cash & Cash Equivalents 6%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%, Other 1%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents6%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Contacts

3 of 8
  • Sofia Pina

    AssociateCRD 7981311

  • DAVID WISE

    PartnerCRD 5677815

  • STEPHEN NEUBIG

    Associate AdvisorCRD 7440367

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 35

Active vs passive

$180M in ETFs

Passive

98%

$176M

Active

<1%

$3.6M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P US GROWTH ETF (IUSG)BlackRockPassiveLarge Growth$37.4M241,25120.79%

Location

Primary office

CHAPEL HILL, NC

ORANGE

Location

CHAPEL HILL, NC

Headquartered in CHAPEL HILL, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
ORANGE
Address
6340 Quadrangle Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth