Old Peak Finance
Firm details
- Headquarters
- Chapel Hill, North Carolina
- CRD number
- 154804
- Registered since
- February 14, 2017
- Website
- oldpeakfinance.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI96.05%
- Individuals3.22%
- Corporations / Businesses0.48%
- Charitable Organizations0.25%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Old Peak Finance is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2017. The firm is owned by an individual and serves both high-net-worth individuals and families as well as institutional clients. Its advisory services center on financial planning and portfolio management for individuals and small businesses, and its client billing blends percentage-of-AUM fees with fixed-fee arrangements. Old Peak identifies itself as a non-capital allocator, is not a multi-state adviser, and does not present as an active ESG investor. The firm received recognition from Citywire in 2021, being named to the outlet’s "50 Growers Across America" list.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities8%
- US Government Bonds1%
- Private Funds1%
Contacts
3 of 8Donna Reaves
Director of OperationsCRD 8049046
James Mosher
Financial AdvisorCRD 7068224
Theodore Waechter
FounderCRD 1161662
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 54Active vs passive
$136M in ETFs
54%
$73.4M
45%
$62.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM BOND INDEX FUND (BSV) | Vanguard | Passive | Short Term Bond | $39.6M | 505,452 | 29.21% |
Location
Chapel Hill, NC
Orange
Location
Chapel Hill, NC
Headquartered in Chapel Hill, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Orange
- Address
- 100 Europa Dr
- Time zone
- ET (UTC-5)
- Office locations
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