Old Peak Finance
Firm details
- Headquarters
- Chapel Hill, North Carolina
- CRD number
- 154804
- Registered since
- February 14, 2017
- Website
- oldpeakfinance.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI96.05%
- Individuals3.22%
- Corporations / Businesses0.48%
- Charitable Organizations0.25%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Old Peak Finance is an independent, individual-owned Registered Investment Adviser that provides financial planning and portfolio management primarily for individuals, families and small businesses, with some institutional clients. The firm is SEC-registered (registration year 2017) and bills clients on a mix of percentage-of-AUM and fixed-fee arrangements. Service focus centers on advisory planning and discretionary portfolio management for private clients rather than acting as a capital allocator. Old Peak Finance was included in Citywire’s "50 Growers Across America" list in 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities8%
- US Government Bonds1%
- Private Funds1%
Contacts
3 of 9
James Mosher
Financial AdvisorCRD 7068224
Erin Vickery
Financial AdvisorCRD 6723556
Daniel Routh
Partner, Senior Financial AdvisorCRD 6062132
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 55Active vs passive
$162M in ETFs
49%
$79.9M
50%
$82.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM BOND INDEX FUND (BSV) | Vanguard | Passive | Short Term Bond | $44.3M | 567,983 | 27.25% |
Location
Chapel Hill, NC
Orange
Location
Chapel Hill, NC
Headquartered in Chapel Hill, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Orange
- Address
- 100 Europa Dr
- Time zone
- ET (UTC-5)
- Office locations
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