OLD PEAK FINANCE
Firm details
- Headquarters
- CHAPEL HILL, North Carolina
- CRD number
- 154804
- Registered since
- February 14, 2017
- Website
- oldpeakfinance.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI96.05%
- Individuals3.22%
- Corporations / Businesses0.48%
- Charitable Organizations0.25%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Old Peak Finance is an independent SEC-registered advisory firm organized as an LLC and on the books since 2017. The firm is owned by an individual and serves both private clients (individuals and families) and institutional accounts. Its advisory offering centers on financial planning and portfolio management for individuals and small businesses, and it charges clients via a combination of percentage-of-AUM and fixed-fee arrangements. Old Peak does not identify as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities8%
- US Government Bonds1%
- Private Funds1%
Contacts
3 of 8Donna Reaves
Director of OperationsCRD 8049046
James Mosher
Financial AdvisorCRD 7068224
THEODORE WAECHTER
FounderCRD 1161662
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 54Active vs passive
$136M in ETFs
54%
$73.4M
45%
$62.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM BOND INDEX FUND (BSV) | Vanguard | Passive | Short Term Bond | $39.6M | 505,452 | 29.21% |
Location
CHAPEL HILL, NC
ORANGE
Location
CHAPEL HILL, NC
Headquartered in CHAPEL HILL, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- ORANGE
- Address
- 100 Europa Dr
- Time zone
- ET (UTC-5)
- Office locations
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