Safe Harbor Family Capital, LLC

RIASEC Registered
Total AUM
$614M
Discretionary
$353M
57% of AUM
Avg account
$2.6M
Accounts
235
Employees
3
Advisory reps
1

Firm details

Headquarters
Chapel Hill, North Carolina
CRD number
317547
Registered since
January 3, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Charitable Organizations62.94%
  • HNWI37.06%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Safe Harbor Family Capital, LLC is an independent registered investment adviser organized as an LLC. The firm is SEC registered (initial registration 2022) and is run by an individual owner. It positions itself as a capital allocator and advisory firm serving both individual/family and institutional clients. Compensation is on a percentage-of-AUM basis. Advisory services listed include discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and the selection of other advisers. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 35%, Public Funds/Mutual Funds 23%, Cash & Cash Equivalents 15%, US Government Bonds 8%, State & Local Bonds 7%, Other 6%, Exchange Traded Equities 4%, Investment Grade Corp Bonds 2%35%
  • Private Funds35%
  • Public Funds/Mutual Funds23%
  • Cash & Cash Equivalents15%
  • US Government Bonds8%
  • State & Local Bonds7%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 17

Active vs passive

$137M in ETFs

Passive

63%

$86.4M

Active

21%

$50.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD MORNINGSTAR TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$35.8M95,76526.16%
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Location

Primary office

Chapel Hill, NC

Orange

Location

Chapel Hill, NC

Headquartered in Chapel Hill, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Orange
Address
123 W Franklin St
Time zone
ET (UTC-5)
Office locations

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