SAFE HARBOR FAMILY CAPITAL, LLC

RIASEC RegisteredEst. 2022
Total AUM
$614M
Discretionary
$353M
57% of AUM
Avg account
$2.6M
Accounts
235
Employees
3
Advisory reps
1

Firm details

Headquarters
CHAPEL HILL, North Carolina
CRD number
317547
Registered since
January 3, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Charitable Organizations62.94%
  • HNWI37.06%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Safe Harbor Family Capital, LLC is an independent, owner-operated registered investment adviser that began SEC registration in 2022. The firm acts as a capital allocator and advises both high-net-worth individuals and family clients as well as institutional and business clients. Its advisory model is fee-based on a percentage of assets under management. Advisory services emphasize discretionary portfolio management for individuals, small businesses and institutions, and the firm also engages in the selection of other advisers when appropriate. Safe Harbor does not identify as an active ESG investor and is not documented as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 35%, Public Funds/Mutual Funds 23%, Cash & Cash Equivalents 15%, US Government Bonds 8%, State & Local Bonds 7%, Other 6%, Exchange Traded Equities 4%, Investment Grade Corp Bonds 2%35%
  • Private Funds35%
  • Public Funds/Mutual Funds23%
  • Cash & Cash Equivalents15%
  • US Government Bonds8%
  • State & Local Bonds7%

Contacts

1 of 1
  • Samuel Soliman

    OwnerCRD 7475379

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 16

Active vs passive

$112M in ETFs

Passive

75%

$83.3M

Active

14%

$28.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$30.8M95,89627.51%

Location

Primary office

CHAPEL HILL, NC

ORANGE

Location

CHAPEL HILL, NC

Headquartered in CHAPEL HILL, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
ORANGE
Address
123 W Franklin St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth