WHALEN FINANCIAL
Firm details
- Headquarters
- LAS VEGAS, Nevada
- CRD number
- 311869
- Registered since
- January 4, 2021
- Website
- whalenfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI59.69%
- Individuals39.27%
- Corporations / Businesses0.79%
- Charitable Organizations0.25%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Whalen Financial is an independent registered investment adviser founded and SEC-registered in 2021 and owned by an individual principal. The firm serves both individuals and families as well as institutional clients, offering fee models tied to a percentage of assets under management and fixed-fee arrangements. Core advisory services are financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. The firm identifies itself as a capital allocator. Whalen Financial does not present itself as an active ESG investor, is not a multi-state adviser, and does not act as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Public Funds/Mutual Funds32%
- US Government Bonds4%
- Cash & Cash Equivalents4%
Contacts
3 of 5Kim Dang
Director of OperationsCRD 6751208
Luke Perry
Portfolio AnalystCRD 7999270
Vanessa Medina
Servicing AdvisorCRD 6885054
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 40Active vs passive
$68.3M in ETFs
75%
$50.9M
25%
$17.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-1 YEAR TREASURY BOND ETF (SHV) | BlackRock | Passive | Ultrashort Bond | $9.4M | 85,491 | 13.82% |
Location
LAS VEGAS, NV
CLARK
Location
LAS VEGAS, NV
Headquartered in LAS VEGAS, NV, anchoring the Las Vegas-Henderson, NV metro in the West.
- Metro area
- Las Vegas-Henderson, NV
- Region
- West
- County
- CLARK
- Address
- 7160 Rafael Rivera Way
- Time zone
- PT (UTC-8)
- Office locations
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