ADAPTIVE WEALTH ENGINEERING

RIASEC RegisteredEst. 1994
Total AUM
$214M
Discretionary
$204M
96% of AUM
Avg account
$517K
Accounts
414
Employees
5
Advisory reps
5

Firm details

Headquarters
LAS VEGAS, Nevada
CRD number
111243
Registered since
May 2, 1994
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI91.97%
  • Individuals8.03%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Adaptive Wealth Engineering is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 1994. The firm serves individuals and families across multiple states and acts as a capital allocator, selecting external managers on behalf of clients. Its advisory offerings focus on financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Adaptive Wealth Engineering was listed by investor.com as one of the "Top RIA Firms to Watch" in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 76%, Public Funds/Mutual Funds 22%, Cash & Cash Equivalents 1%, Other 1%76%
  • Exchange Traded Equities76%
  • Public Funds/Mutual Funds22%
  • Cash & Cash Equivalents1%
  • Other1%

Contacts

3 of 5
  • Remington Conte

    Financial AdvisorCRD 7884734

  • TIMOTHY BOCK

    FounderCRD 1031820

  • Fionn Allen

    Financial AdvisorCRD 8240532

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 21

Active vs passive

$155M in ETFs

Passive

14%

$22.1M

Active

86%

$133M

ETFProviderStyleCategoryValueShares% of portfolio
AVANTIS US SMALL CAP VALUE ETF (AVUV)AvantisActiveSmall Value$36.9M333,96423.86%

Location

Primary office

LAS VEGAS, NV

CLARK

Location

LAS VEGAS, NV

Headquartered in LAS VEGAS, NV, anchoring the Las Vegas-Henderson, NV metro in the West.

Metro area
Las Vegas-Henderson, NV
Region
West
County
CLARK
Address
10091 Park Run Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth