Mcbroom & Associates, LLC

RIASEC Registered

Total AUM

$242M

Discretionary

$241M

99% of AUM

Avg account

$942K

Accounts

257

Employees

3

Advisory reps

2

Firm details

Headquarters: Las Vegas, Nevada
CRD number: 151187
Registered since: May 12, 2021
Custodians: CHARLES SCHWAB & CO., INC., UBS FINANCIAL SERVICES INC., DEUTSCHE BANK SECURITIES INC.
Fee structure: Percentage of AUM
Client types: HNWI90.13%
Charitable Organizations5.6%
Individuals4.27%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

McBroom & Associates, LLC is an independent registered investment adviser organized as an LLC. The firm is registered with the SEC (registered in 2021) and operates primarily as a portfolio manager for individuals and small businesses. Its client base includes individual and family accounts as well as some institutional relationships. Services are charged on a percentage-of-AUM basis. The adviser does not self-identify as an active ESG investor, is not a multi-state adviser, and is not positioned as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities78%
Public Funds/Mutual Funds10%
State & Local Bonds5%
Cash & Cash Equivalents4%
US Government Bonds3%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 10

Active vs passive

$25.3M in ETFs

Passive

95%

$24M

Active

5%

$1.2M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR GOLD TRUST (GLD)	State Street	Passive	Commodities Focused	$6.3M	16,480	24.82%

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Primary office

Las Vegas, NV

Clark

Location

Las Vegas, NV

Headquartered in Las Vegas, NV, anchoring the Las Vegas-Henderson, NV metro in the West.

Metro area: Las Vegas-Henderson, NV
Region: West
County: Clark
Address: 1635 Village Center Cir
Time zone: PT (UTC-8)
Office locations

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